Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Franklin Schwitz | 1380018 | 4 | 06/13/2011 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Aaron Christopher Mesaros | 2900666 | 5 | 05/10/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marty Michael Martinez | 3091591 | 4 | 04/18/2011 | Customer Dispute | Denied | $46,863.40 | $0.00 | See FINRA Report |
| Peter Lawrence McClure | 1823974 | 1 | 04/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Alan Utanoff | 2431562 | 2 | 03/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colleen Gay Wagschal | 6528440 | 4 | 03/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Bill Szalawiga | 2586265 | 8 | 03/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony John Ciambrone | 7182516 | 1 | 03/20/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Scott Mallor | 4307766 | 1 | 02/24/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Winston McGilchrist | 1029958 | 11 | 02/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |