Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Hoon Lee | 6181370 | 2 | 09/25/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerard Michael Howard | 3136675 | 2 | 09/20/2011 | Customer Dispute | Denied | $6,078.13 | $0.00 | See FINRA Report |
| Joseph Douglas Jackson | 4045212 | 5 | 09/14/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Paul Crawford | 1565466 | 1 | 08/29/2011 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Korsa Nzidee | 4838402 | 1 | 08/22/2011 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Gonzalo Tomas Bonilla | 4660527 | 1 | 08/16/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenda Jane Donley | 2200258 | 1 | 08/04/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Steven McMillian | 4640570 | 1 | 07/21/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Christopher Mesaros | 2900666 | 5 | 07/13/2011 | Customer Dispute | Settled | $10,430.70 | $0.00 | See FINRA Report |
| Mark Andrew Ferrin | 4128778 | 1 | 07/05/2011 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |