Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Angel Blanco | 2011260 | 1 | 02/16/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Richard Rye | 3085803 | 2 | 02/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gerardo Manrique Varela | 5043864 | 1 | 02/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Daniel Belzasar Tercero | 5087533 | 1 | 02/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Michael Case | 4145580 | 2 | 01/25/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Trevor Kene Litherland | 732572 | 4 | 01/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marlon Geroid Carter | 5488259 | 3 | 12/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lawrence Douglas Brooks | 5575440 | 2 | 11/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Roland Mitchell Shoff | 4606591 | 2 | 10/28/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Victor Manuel Hernandez | 2001132 | 6 | 10/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |