Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Curtis | 2255005 | 4 | 05/09/2012 | Customer Dispute | Denied | $21,120.00 | $0.00 | See FINRA Report |
| Gerard Michael Howard | 3136675 | 2 | 05/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Gene Carter | 6088218 | 2 | 04/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent John Ferrara | 2415245 | 2 | 04/03/2012 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Todd Christian Antoniuk | 3063386 | 5 | 03/22/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Brian Smith | 4653194 | 1 | 03/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Matthews | 856522 | 4 | 03/15/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Winston McGilchrist | 1029958 | 11 | 03/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Annie Cronin | 2287522 | 4 | 02/24/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Annie Cronin | 2287522 | 4 | 02/24/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |