Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Adam Barrack | 1393944 | 5 | 11/05/2012 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Carlos Solorzano Godinez | 2785133 | 1 | 11/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria Elissa Gonzalez-Gomez | 5122945 | 3 | 10/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Gerard O'Malley | 1232423 | 8 | 10/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Avinash Daswani | 4838727 | 2 | 10/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Douglas Jackson | 4045212 | 5 | 09/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Radonna Dale Sapp | 4208204 | 2 | 08/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Winston McGilchrist | 1029958 | 11 | 08/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Maria Ward | 5605819 | 2 | 07/13/2012 | Customer Dispute | Settled | $1,500.00 | $0.00 | See FINRA Report |
| William Richard Rye | 3085803 | 2 | 06/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |