Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gerard O'Malley | 1232423 | 8 | 07/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Bill Szalawiga | 2586265 | 8 | 04/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Douglas Jackson | 4045212 | 5 | 02/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Frank Campbell | 2411378 | 2 | 01/31/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Winston McGilchrist | 1029958 | 11 | 12/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Maria Ward | 5605819 | 2 | 12/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glen Russell Toomer | 4552137 | 1 | 12/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnathan Daniel Guay | 4759253 | 2 | 12/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Gerard O'Malley | 1232423 | 8 | 11/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Michael Eggar | 1186091 | 1 | 11/07/2012 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |