Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gennaro Costigliola | 5171987 | 1 | 06/26/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Loren Gross | 5307786 | 1 | 06/16/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Colon | 3230068 | 3 | 06/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Satterfield Jackson | 4762768 | 6 | 05/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kraig Allen Wood | 1639243 | 3 | 05/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Adams | 2853872 | 2 | 04/21/2014 | Customer Dispute | Settled | $3,200,000.00 | $0.00 | See FINRA Report |
| Johnny C Lo | 4310352 | 6 | 04/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexis Ann Intili | 2925224 | 6 | 02/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas James Mondelli | 6132324 | 2 | 02/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Kang | 4774261 | 3 | 02/13/2014 | Customer Dispute | Denied | $26,097.20 | $0.00 | See FINRA Report |