Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harvey B Benard | 4419589 | 1 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Penelope Wimberly Davis | 2604243 | 2 | 10/03/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Edward John Brys | 5686625 | 1 | 10/03/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Gerard Miller | 4215594 | 3 | 09/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Michael Coles | 5546750 | 2 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Michael Coles | 5546750 | 2 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ira J Brand | 2455255 | 5 | 09/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ira J Brand | 2455255 | 5 | 09/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Azqa Janin Goraya | 6544199 | 1 | 08/29/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edmund Devore | 2797554 | 13 | 08/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |