Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Hector J Estrada | 5158821 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jon P Emmitt | 4676886 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Gary Redlinger | 4906729 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tony Kang | 4774261 | 3 | 11/17/2014 | Customer Dispute | Settled | $8,866.20 | $0.00 | See FINRA Report |
Kyle Robert Wooddell | 2169820 | 5 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nicholas Ryan Colhoun | 5941254 | 4 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lilowtie Hemraj | 6765194 | 4 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gary George Engelmann | 4499928 | 2 | 10/23/2014 | Customer Dispute | Denied | $17,987.90 | $0.00 | See FINRA Report |
John Winston McGilchrist | 1029958 | 11 | 10/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Gerard O'Malley | 1232423 | 8 | 10/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |