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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 451-460 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nicholas Ryan Colhoun5941254404/10/2015FinancialFinal$0.00$0.00See FINRA Report
Randall Wayne Shaw6183733304/10/2015FinancialFinal$0.00$0.00See FINRA Report
Lakesha Dunbar4934567104/06/2015FinancialFinal$0.00$0.00See FINRA Report
James Ernest Dickerson5989609704/03/2015FinancialFinal$0.00$0.00See FINRA Report
Tony Kang4774261303/30/2015Customer DisputeSettled$48,137.30$0.00See FINRA Report
Bradley Alan Utanoff2431562203/26/2015Judgment / Lien$0.00$0.00See FINRA Report
Kevin Garrett Greenwell6139364203/23/2015FinancialFinal$0.00$0.00See FINRA Report
George James Schlott5972131103/20/2015FinancialFinal$0.00$0.00See FINRA Report
Ellen Keck Ess4172479103/11/2015RegulatoryFinal$0.00$0.00See FINRA Report
Steven Kyle Vanmeter5844895103/10/2015Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

1,032 Results

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