Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Douglas Jackson | 4045212 | 5 | 10/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Angela Michele Coley | 5885385 | 1 | 10/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bobby Lashawn Lipscomb | 6614633 | 1 | 10/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Patrick Hackett | 1995710 | 4 | 10/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Daniel Patrick Hackett | 1995710 | 4 | 09/28/2015 | Customer Dispute | Closed-No Action | $19,045.00 | $0.00 | See FINRA Report |
Dean Lewis Shiff | 2468164 | 2 | 09/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Anthony Gerald McGinnis | 4919399 | 4 | 09/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Rodolfo Delasierra | 4175237 | 1 | 09/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Lee Morris McPherson | 4416309 | 2 | 09/09/2015 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
Arthur Todd Stover | 4228887 | 22 | 09/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |