Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle L Hassani | 5299394 | 3 | 12/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank James Valente | 1058900 | 1 | 12/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trinas Evette Neely | 5519606 | 4 | 12/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Franklin Schwitz | 1380018 | 4 | 12/09/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Gerard Miller | 4215594 | 3 | 11/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Donald Lee | 6598611 | 1 | 11/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Christopher Mesaros | 2900666 | 5 | 11/19/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Wayne Shaw | 6183733 | 3 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Julius Paciorek | 2609410 | 5 | 11/03/2015 | Customer Dispute | Settled | $477,203.00 | $0.00 | See FINRA Report |
| Wayne Christopher Klatt | 1865145 | 1 | 11/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |