Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barrett Russell Delk | 4131669 | 3 | 03/14/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Timothy Maurice | 5835227 | 4 | 03/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Nell | 5636277 | 2 | 03/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Patrick Hackett | 1995710 | 4 | 03/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andre Keith Jett | 6786075 | 3 | 03/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samir Alip Baaklini | 4941278 | 7 | 02/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Gregory Klages | 4888941 | 2 | 02/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Carl Graham | 4156214 | 1 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Westra | 4666602 | 1 | 01/25/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Barbara Joe Beck | 6575329 | 1 | 01/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |