Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas P McCaffrey | 5096307 | 2 | 04/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Elana Avila | 4528710 | 1 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Ernest Dickerson | 5989609 | 7 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Brooks | 4282980 | 1 | 04/04/2016 | Customer Dispute | Settled | $10,135.00 | $0.00 | See FINRA Report |
| Richard Edward Davis | 5056040 | 1 | 03/31/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David William Jones | 5832103 | 3 | 03/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Maurice | 5835227 | 4 | 03/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Latrecice Horton | 6388336 | 1 | 03/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Maurice | 5835227 | 4 | 03/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Augugliaro | 2494865 | 3 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |