Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Melendez | 1140197 | 2 | 06/13/2016 | Customer Dispute | Settled | $34,290.00 | $0.00 | See FINRA Report |
| Aaron Eugene Augustine | 4258512 | 1 | 05/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Lamar Watson | 6476837 | 1 | 05/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Escobar | 5906359 | 1 | 05/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William David Herring | 2948886 | 1 | 05/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andreas Richard Anderson | 5788541 | 1 | 05/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Todd Stover | 4228887 | 22 | 04/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Manuel Hernandez | 2001132 | 6 | 04/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edmund Devore | 2797554 | 13 | 04/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edmund Devore | 2797554 | 13 | 04/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |