Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristy Marie Garcia | 6083552 | 2 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ketan Chhaganlal Patel | 2753742 | 4 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Marie Tejeda-Barrera | 7021571 | 3 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Caparco | 5568637 | 4 | 06/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Caparco | 5568637 | 4 | 06/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carol L Bendik | 2129466 | 2 | 06/25/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Lee Dodge | 5440901 | 1 | 06/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Satterfield Jackson | 4762768 | 6 | 06/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Vackner | 6804608 | 1 | 06/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Kevin Lee | 2003189 | 4 | 06/15/2016 | Customer Dispute | Denied | $14,453.00 | $0.00 | See FINRA Report |