Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Whitwell Coxe Kelly | 6728181 | 1 | 11/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny C Lo | 4310352 | 6 | 11/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Llamas | 6126081 | 1 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Sackett | 6413170 | 2 | 11/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trinas Evette Neely | 5519606 | 4 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Gardner Moldowan | 7165639 | 2 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ketan Chhaganlal Patel | 2753742 | 4 | 10/03/2016 | Customer Dispute | Settled | $40,252.00 | $0.00 | See FINRA Report |
| Leticia C Pucillo | 6856591 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Virginia Trotter | 4313625 | 2 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Ernest Dickerson | 5989609 | 7 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |