Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa L Yen | 3255515 | 1 | 02/18/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Robert Stevens | 6589987 | 1 | 02/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher J Spitaletto | 5076070 | 1 | 01/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Brian Swift McDonough | 6257890 | 1 | 01/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kennister Ulesley Daley | 1774653 | 2 | 01/05/2017 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Panthea Denise Watkins | 7198840 | 1 | 12/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monirolsadat Rooholamini | 4404528 | 1 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristian Robert Suson | 6490183 | 1 | 12/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermaine Kenta Matthews | 4279517 | 3 | 11/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermaine Kenta Matthews | 4279517 | 3 | 11/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |