Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Darryl Neese | 4342240 | 3 | 09/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Michael Flores | 6446125 | 3 | 09/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Jonathan Taylor | 5907024 | 2 | 09/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Howard Rosenberg | 4338612 | 1 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ira J Brand | 2455255 | 5 | 08/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Max Fernando Wenzel | 3260574 | 1 | 07/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susana Cerda | 6948417 | 1 | 07/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Kevin Lee | 2003189 | 4 | 07/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ira J Brand | 2455255 | 5 | 07/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darrell David Sims | 5855588 | 2 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |