Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kraig Allen Wood | 1639243 | 3 | 10/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Todd Stover | 4228887 | 22 | 10/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ayxa Englia Noble | 4382656 | 3 | 09/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Franklin Schwitz | 1380018 | 4 | 08/31/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Johnny C Lo | 4310352 | 6 | 08/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlon Geroid Carter | 5488259 | 3 | 08/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rudy Miramontes | 5585524 | 1 | 08/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Matthew Piotrowski | 2709557 | 3 | 08/14/2018 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| James Darryl Neese | 4342240 | 3 | 07/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark McDowall | 7158590 | 1 | 07/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |