Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David William Jones | 5832103 | 3 | 03/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Dean Kribbs | 2139808 | 1 | 03/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas P McCaffrey | 5096307 | 2 | 03/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria Elissa Gonzalez-Gomez | 5122945 | 3 | 02/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Yves Robert Pierre | 6314301 | 5 | 02/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raeschelle Delaine Ortiz | 6681735 | 1 | 02/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Jacob | 3274691 | 20 | 02/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Jacob | 3274691 | 20 | 01/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Joseph Augugliaro | 2494865 | 3 | 01/18/2019 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Willis Don Barnes | 2735083 | 1 | 01/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |