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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 201-210 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Samir Alip Baaklini4941278707/03/2019Judgment / Lien$0.00$0.00See FINRA Report
Andre Keith Jett6786075306/13/2019FinancialFinal$0.00$0.00See FINRA Report
Andre Keith Jett6786075306/13/2019FinancialFinal$0.00$0.00See FINRA Report
Richard Peter Majka1137921106/12/2019Customer DisputeDenied$31,500.00$0.00See FINRA Report
Melissa Lenee Gil4772746106/12/2019Judgment / Lien$0.00$0.00See FINRA Report
Colleen Gay Wagschal6528440406/11/2019Judgment / Lien$0.00$0.00See FINRA Report
Timothy Gerard Miller4215594305/23/2019Judgment / Lien$0.00$0.00See FINRA Report
Hilton Leonardo Horne6303404305/14/2019FinancialFinal$0.00$0.00See FINRA Report
Bruce Allan Ferber1129936305/01/2019FinancialFinal$0.00$0.00See FINRA Report
Marianne Geiger6717033304/30/2019FinancialFinal$0.00$0.00See FINRA Report

1,032 Results

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