Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jason Poppe | 3012459 | 6 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Alfred Simkins | 4402240 | 2 | 09/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyle Robert Wooddell | 2169820 | 5 | 08/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Arvid Larson | 4918868 | 1 | 08/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Jacob | 3274691 | 20 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert L Watson | 4385193 | 4 | 07/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachery Allan Cullen | 5592337 | 2 | 07/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Michael Roll | 4831999 | 1 | 07/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Franzen | 4616701 | 2 | 07/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Leroy Watson | 4168683 | 4 | 07/15/2019 | Customer Dispute | Denied | $29,569.00 | $0.00 | See FINRA Report |