Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Edward Keib | 1388130 | 2 | 09/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samir Alip Baaklini | 4941278 | 7 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Gene Carter | 6088218 | 2 | 09/15/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christopher Raymond Thom | 3249781 | 1 | 09/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Francis Pacha | 4366468 | 6 | 08/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian William Casey | 5560233 | 1 | 08/17/2022 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Patrick Kevin Lee | 2003189 | 8 | 08/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Michael Flores | 6446125 | 5 | 08/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andras Bullock | 4204967 | 1 | 07/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Wayne Smits | 6304808 | 4 | 07/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |