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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 181-190 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Michael Jacob32746912011/26/2019Judgment / Lien$0.00$0.00See FINRA Report
Michelle L Hassani5299394311/25/2019Judgment / Lien$0.00$0.00See FINRA Report
Dennis Michael Munroe2061754111/21/2019Judgment / Lien$0.00$0.00See FINRA Report
Sharree Ann Sullins5987501111/21/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Xun Wang4864700211/18/2019Judgment / Lien$0.00$0.00See FINRA Report
Christopher John Selka4362605311/04/2019Judgment / Lien$0.00$0.00See FINRA Report
Xun Wang4864700210/31/2019Judgment / Lien$0.00$0.00See FINRA Report
Maria Elissa Gonzalez-Gomez5122945310/22/2019Judgment / Lien$0.00$0.00See FINRA Report
Keith T Lohm1516728110/21/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Robert Michael Jacob32746912010/08/2019Judgment / Lien$0.00$0.00See FINRA Report

1,032 Results

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