Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Maurice | 5835227 | 4 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Jacob | 3274691 | 20 | 04/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Jacob | 3274691 | 20 | 04/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Henry Meehan | 4304629 | 1 | 03/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Bologna | 3232798 | 2 | 03/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Franklin Schwitz | 1380018 | 4 | 03/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Iwan Tunggal | 4195923 | 5 | 02/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Marc Charbonneau | 5031998 | 1 | 02/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ketan Chhaganlal Patel | 2753742 | 4 | 02/13/2020 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Clinton Deshawn Ward | 4520678 | 1 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |