Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Caleb Riley | 6715912 | 2 | 02/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cody Lee Ickes | 6732659 | 1 | 01/22/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Todd Stover | 4228887 | 22 | 01/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Todd Stover | 4228887 | 22 | 12/22/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eugene Seminaro | 4393321 | 3 | 11/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colleen Gay Wagschal | 6528440 | 4 | 11/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Iwan Tunggal | 4195923 | 5 | 11/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth E Rice | 4118024 | 1 | 10/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Dellauniversita | 5869179 | 1 | 10/08/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle L Hassani | 5299394 | 3 | 10/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |