Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin Perry | 2673546 | 1 | 05/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Patrick Kevin Lee | 2003189 | 4 | 05/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Arthur Grodman | 3213521 | 1 | 05/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Michael Jacob | 3274691 | 20 | 03/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Michael Jacob | 3274691 | 20 | 03/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eugene Seminaro | 4393321 | 3 | 03/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eugene Seminaro | 4393321 | 3 | 03/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Lori Ann Call | 4261300 | 3 | 03/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Frank Daniel Aiello | 2561749 | 1 | 02/26/2021 | Customer Dispute | Denied | $16,182.90 | $0.00 | See FINRA Report |
Christopher Charles Butz | 4766070 | 1 | 02/03/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |