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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Aldo Munoz-Pepi6059420204/14/2022Judgment / Lien$0.00$0.00See FINRA Report
Avinash Daswani4838727203/22/2022Customer DisputeDenied$0.00$0.00See FINRA Report
John Julius Paciorek2609410503/22/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Samir Alip Baaklini4941278703/02/2022Judgment / Lien$0.00$0.00See FINRA Report
Kennister Ulesley Daley1774653202/22/2022Customer DisputeSettled$100,001.00$0.00See FINRA Report
Lori Ann Call4261300301/17/2022FinancialFinal$0.00$0.00See FINRA Report
Kay Lynne Angone Finley4313123112/08/2021FinancialFinal$0.00$0.00See FINRA Report
Lori Ann Call4261300311/30/2021FinancialFinal$0.00$0.00See FINRA Report
Anthony Samir Azzam5656442111/23/2021Judgment / Lien$0.00$0.00See FINRA Report
Brian Ray Parker6239976111/08/2021Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

1,032 Results

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