Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Aldo Munoz-Pepi | 6059420 | 2 | 04/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Avinash Daswani | 4838727 | 2 | 03/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Julius Paciorek | 2609410 | 5 | 03/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Samir Alip Baaklini | 4941278 | 7 | 03/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kennister Ulesley Daley | 1774653 | 2 | 02/22/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
Lori Ann Call | 4261300 | 3 | 01/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kay Lynne Angone Finley | 4313123 | 1 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lori Ann Call | 4261300 | 3 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Samir Azzam | 5656442 | 1 | 11/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian Ray Parker | 6239976 | 1 | 11/08/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |