Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Anthony Lacroix | 1651799 | 2 | 07/09/2015 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Tony Kang | 4774261 | 3 | 03/30/2015 | Customer Dispute | Settled | $48,137.30 | $0.00 | See FINRA Report |
| Paul Adrian Sanchez | 4897116 | 1 | 12/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tony Kang | 4774261 | 3 | 11/17/2014 | Customer Dispute | Settled | $8,866.20 | $0.00 | See FINRA Report |
| Penelope Wimberly Davis | 2604243 | 2 | 10/03/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David John Adams | 2853872 | 2 | 04/21/2014 | Customer Dispute | Settled | $3,200,000.00 | $0.00 | See FINRA Report |
| William Michael Eggar | 1186091 | 1 | 11/07/2012 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Christine Maria Ward | 5605819 | 2 | 07/13/2012 | Customer Dispute | Settled | $1,500.00 | $0.00 | See FINRA Report |
| Bruce Allen Matthews | 856522 | 4 | 03/15/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Korsa Nzidee | 4838402 | 1 | 08/22/2011 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |