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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 133 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brian William Wright4999172109/15/2016Customer DisputeSettled$5,896.00$0.00See FINRA Report
Rafael Melendez1140197206/13/2016Customer DisputeSettled$34,290.00$0.00See FINRA Report
Elizabeth Ann Brooks4282980104/04/2016Customer DisputeSettled$10,135.00$0.00See FINRA Report
Barrett Russell Delk4131669303/14/2016Customer DisputeSettled$500,000.00$0.00See FINRA Report
Mark Franklin Schwitz1380018412/09/2015Customer DisputeSettled$0.00$0.00See FINRA Report
John Julius Paciorek2609410511/03/2015Customer DisputeSettled$477,203.00$0.00See FINRA Report
Dean Lewis Shiff2468164209/28/2015Customer DisputeSettled$0.00$0.00See FINRA Report
Anthony Gerald McGinnis4919399409/23/2015Customer DisputeSettled$0.00$0.00See FINRA Report
Lee Morris McPherson4416309209/09/2015Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Joseph David Brady3132717108/03/2015Customer DisputeSettled$6,395.00$0.00See FINRA Report

133 Results

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