Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Edwin Kaplan | 1690672 | 2 | 01/01/1992 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John P Murphy | 856789 | 5 | 11/13/1990 | Customer Dispute | Settled | $25,000,000.00 | $0.00 | See FINRA Report |
| Phillip E Tyler | 451146 | 6 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |