Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Nell | 5636277 | 2 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandon Lemar Henry | 6298832 | 4 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Yves Robert Pierre | 6314301 | 5 | 02/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Chavelt Saint Charles | 6722193 | 1 | 01/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Yves Robert Pierre | 6314301 | 5 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Bruce Hite | 2998877 | 1 | 11/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mark McDowall | 7158590 | 1 | 07/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Patrick Kevin Lee | 2003189 | 4 | 07/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Donald Swett | 1347925 | 1 | 06/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rammy Mohommad Ahmad | 6693148 | 2 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |