Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Leticia C Pucillo | 6856591 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mary Virginia Trotter | 4313625 | 2 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Ernest Dickerson | 5989609 | 7 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kyle Robert Wooddell | 2169820 | 5 | 08/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kristy Marie Garcia | 6083552 | 2 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kristy Marie Garcia | 6083552 | 2 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ketan Chhaganlal Patel | 2753742 | 4 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rebecca Marie Tejeda-Barrera | 7021571 | 3 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Michael Caparco | 5568637 | 4 | 06/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Michael Caparco | 5568637 | 4 | 06/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |