Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Patrick Frisby | 6215504 | 3 | 10/10/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ray McDonald | 5277225 | 4 | 08/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Ryan Bouchard | 6628353 | 1 | 08/16/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin Scott Wheeler | 6471163 | 1 | 08/04/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clay Frederick Baker | 2879244 | 1 | 07/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Anthony Steigerwald | 4422700 | 2 | 06/25/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ray McDonald | 5277225 | 4 | 05/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Emil Waters | 6382791 | 1 | 04/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tamone Phengrasamee | 2824047 | 1 | 03/06/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ben Quang Nguyen | 5312538 | 1 | 02/16/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |