Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Horace Eugene Gaskins | 2628338 | 1 | 01/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Mondelli | 6132324 | 2 | 10/25/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Lynn McQuoid | 5832581 | 1 | 08/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Michael Hashagen | 6690515 | 2 | 05/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lorena Barreda | 5358281 | 1 | 02/11/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Patrick Frisby | 6215504 | 3 | 01/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ray McDonald | 5277225 | 4 | 10/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Christine Richards | 6306625 | 1 | 09/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Anthony Steigerwald | 4422700 | 2 | 05/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathi Jo Brinkley | 5916999 | 2 | 05/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |