Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa Caudill | 6449587 | 1 | 02/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hilda Maria Miller | 2890083 | 1 | 02/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Vienrich | 6676451 | 1 | 11/14/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marco Cabezas | 6292105 | 1 | 07/31/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wendy Dawn Mitchell | 4338176 | 1 | 12/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Corona | 5376121 | 2 | 09/24/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Johnathan Daniel Guay | 4759253 | 2 | 09/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aldo Munoz-Pepi | 6059420 | 2 | 08/30/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle James MacVicar | 6780017 | 1 | 08/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julie Ann Larkin | 6679571 | 1 | 06/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |