Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel P Gossman | 4315244 | 1 | 03/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Marty Michael Martinez | 3091591 | 4 | 03/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darrell David Sims | 5855588 | 2 | 11/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Timothy Williford | 4319386 | 1 | 11/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Henry Nicholas Harrison | 1444522 | 1 | 11/07/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Patrick Frisby | 6215504 | 3 | 10/23/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Francis Pacha | 4366468 | 3 | 07/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kelly Lee Snodgrass | 4333100 | 1 | 10/24/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph Franklin Moncello | 4223234 | 1 | 09/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Maurizio Sgroi | 4639431 | 2 | 11/17/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |