Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathi Jo Brinkley | 5916999 | 2 | 04/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trevor Dior Roseberry | 4207235 | 2 | 04/16/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ronnie Lapella | 4088014 | 1 | 03/14/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trevor Dior Roseberry | 4207235 | 2 | 01/29/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Grumley | 4944678 | 1 | 07/26/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Schnopp | 6189818 | 1 | 07/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Alfred Simkins | 4402240 | 2 | 06/28/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sengphouvanh Lang Sophanavong | 2910222 | 2 | 05/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sengphouvanh Lang Sophanavong | 2910222 | 2 | 05/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Sullivan Delaney | 2978681 | 1 | 05/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |