Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Ernest Dickerson | 5989609 | 7 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Davis | 5056040 | 1 | 03/31/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Maurice | 5835227 | 4 | 03/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Latrecice Horton | 6388336 | 1 | 03/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Maurice | 5835227 | 4 | 03/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Maurice | 5835227 | 4 | 03/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Carl Graham | 4156214 | 1 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Joe Beck | 6575329 | 1 | 01/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Donald Lee | 6598611 | 1 | 11/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Wayne Shaw | 6183733 | 3 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |