Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristy Marie Garcia | 6083552 | 2 | 07/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ketan Chhaganlal Patel | 2753742 | 4 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Marie Tejeda-Barrera | 7021571 | 3 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Caparco | 5568637 | 4 | 06/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Caparco | 5568637 | 4 | 06/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Dodge | 5440901 | 1 | 06/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Vackner | 6804608 | 1 | 06/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tony Lamar Watson | 6476837 | 1 | 05/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Escobar | 5906359 | 1 | 05/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlene Elana Avila | 4528710 | 1 | 04/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |