Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Kang | 4774261 | 3 | 02/13/2014 | Customer Dispute | Denied | $26,097.20 | $0.00 | See FINRA Report |
| Steven Arnold Sperry | 3168286 | 1 | 07/19/2013 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Johnathan Daniel Guay | 4759253 | 2 | 12/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Douglas Jackson | 4045212 | 5 | 09/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael David Curtis | 2255005 | 4 | 05/09/2012 | Customer Dispute | Denied | $21,120.00 | $0.00 | See FINRA Report |
| Gerard Michael Howard | 3136675 | 2 | 05/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent John Ferrara | 2415245 | 2 | 04/03/2012 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Todd Christian Antoniuk | 3063386 | 5 | 03/22/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Brian Smith | 4653194 | 1 | 03/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trevor Kene Litherland | 732572 | 4 | 01/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |