Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean Lewis Shiff | 2468164 | 2 | 07/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Godfrey | 4544008 | 1 | 07/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent John Ferrara | 2415245 | 2 | 05/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph David Doner | 4271074 | 1 | 03/05/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hurong Lou | 5208342 | 2 | 01/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Earl Jeffries | 1817679 | 3 | 01/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Matthews | 856522 | 4 | 12/17/2014 | Customer Dispute | Denied | $38,236.10 | $0.00 | See FINRA Report |
| Gary George Engelmann | 4499928 | 2 | 10/23/2014 | Customer Dispute | Denied | $17,987.90 | $0.00 | See FINRA Report |
| James Edmund Devore | 2797554 | 13 | 08/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gennaro Costigliola | 5171987 | 1 | 06/26/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |