Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Benjamin Newfield | 2575099 | 2 | 04/25/2003 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Dale Anthony Mares | 2721150 | 2 | 02/18/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael David Curtis | 2255005 | 4 | 01/15/2003 | Customer Dispute | Denied | $9,574.10 | $0.00 | See FINRA Report |
| John Turner Clarkson | 2233628 | 1 | 12/26/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jimmy Chifong Hsu | 2828343 | 2 | 07/15/2002 | Customer Dispute | Denied | $32,365.20 | $0.00 | See FINRA Report |
| Trent D Ferguson | 4026085 | 2 | 06/25/2002 | Customer Dispute | Denied | $5,625.00 | $0.00 | See FINRA Report |
| Timothy Keith Brown | 1279161 | 1 | 04/02/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Brian Lee Gladstone | 2996053 | 2 | 11/07/2001 | Customer Dispute | Denied | $6,390.46 | $0.00 | See FINRA Report |
| David John Adams | 2853872 | 2 | 10/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Anthony Mares | 2721150 | 2 | 09/14/2001 | Customer Dispute | Denied | $7,337.00 | $0.00 | See FINRA Report |