Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Frederick Wardell | 2384838 | 1 | 06/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Lacroix | 1651799 | 2 | 01/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trevor Kene Litherland | 732572 | 4 | 11/13/2007 | Customer Dispute | Denied | $15,894.60 | $0.00 | See FINRA Report |
| Gregory Don Patterson | 2654095 | 3 | 08/07/2006 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Gary John Grivner | 2479762 | 2 | 07/20/2006 | Customer Dispute | Denied | $17,807.50 | $0.00 | See FINRA Report |
| John Robert Riordan | 1815609 | 1 | 03/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Milton George Allen | 2841814 | 2 | 12/28/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mary Virginia Trotter | 4313625 | 2 | 07/14/2005 | Customer Dispute | Denied | $84,177.60 | $0.00 | See FINRA Report |
| James Edmund Devore | 2797554 | 13 | 07/06/2005 | Customer Dispute | Denied | $650,000.00 | $0.00 | See FINRA Report |
| Rajesh Khullar | 1876319 | 2 | 03/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |