Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Godfrey | 4544008 | 1 | 07/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Lacroix | 1651799 | 2 | 07/09/2015 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Vincent John Ferrara | 2415245 | 2 | 05/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tony Kang | 4774261 | 3 | 03/30/2015 | Customer Dispute | Settled | $48,137.30 | $0.00 | See FINRA Report |
| Steven Kyle Vanmeter | 5844895 | 1 | 03/10/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Joseph Joyce | 6086885 | 1 | 03/10/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph David Doner | 4271074 | 1 | 03/05/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hurong Lou | 5208342 | 2 | 01/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Earl Jeffries | 1817679 | 3 | 01/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Matthews | 856522 | 4 | 12/17/2014 | Customer Dispute | Denied | $38,236.10 | $0.00 | See FINRA Report |