Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Franklin Schwitz | 1380018 | 4 | 12/09/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Aaron Christopher Mesaros | 2900666 | 5 | 11/19/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Julius Paciorek | 2609410 | 5 | 11/03/2015 | Customer Dispute | Settled | $477,203.00 | $0.00 | See FINRA Report |
Daniel Patrick Hackett | 1995710 | 4 | 10/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Daniel Patrick Hackett | 1995710 | 4 | 09/28/2015 | Customer Dispute | Closed-No Action | $19,045.00 | $0.00 | See FINRA Report |
Dean Lewis Shiff | 2468164 | 2 | 09/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Anthony Gerald McGinnis | 4919399 | 4 | 09/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Lee Morris McPherson | 4416309 | 2 | 09/09/2015 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
Joseph David Brady | 3132717 | 1 | 08/03/2015 | Customer Dispute | Settled | $6,395.00 | $0.00 | See FINRA Report |
Dean Lewis Shiff | 2468164 | 2 | 07/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |