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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 292 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rafael Melendez1140197206/13/2016Customer DisputeSettled$34,290.00$0.00See FINRA Report
William David Herring2948886105/02/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Elizabeth Ann Brooks4282980104/04/2016Customer DisputeSettled$10,135.00$0.00See FINRA Report
Matthew Joseph Augugliaro2494865303/15/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Barrett Russell Delk4131669303/14/2016Customer DisputeSettled$500,000.00$0.00See FINRA Report
Daniel Patrick Hackett1995710403/03/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Kenneth Gregory Klages4888941202/01/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Andrew Westra4666602101/25/2016Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Michelle L Hassani5299394312/28/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Frank James Valente1058900112/28/2015Customer DisputeDenied$0.00$0.00See FINRA Report

292 Results

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