Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rafael Melendez | 1140197 | 2 | 06/13/2016 | Customer Dispute | Settled | $34,290.00 | $0.00 | See FINRA Report |
William David Herring | 2948886 | 1 | 05/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Elizabeth Ann Brooks | 4282980 | 1 | 04/04/2016 | Customer Dispute | Settled | $10,135.00 | $0.00 | See FINRA Report |
Matthew Joseph Augugliaro | 2494865 | 3 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Barrett Russell Delk | 4131669 | 3 | 03/14/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Daniel Patrick Hackett | 1995710 | 4 | 03/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kenneth Gregory Klages | 4888941 | 2 | 02/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Andrew Westra | 4666602 | 1 | 01/25/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Michelle L Hassani | 5299394 | 3 | 12/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Frank James Valente | 1058900 | 1 | 12/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |