Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Max Fernando Wenzel | 3260574 | 1 | 07/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Martin Schubert | 4655302 | 1 | 04/10/2017 | Customer Dispute | Denied | $44,650.00 | $0.00 | See FINRA Report |
| Hurong Lou | 5208342 | 2 | 03/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Matthews | 856522 | 4 | 03/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lisa L Yen | 3255515 | 1 | 02/18/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kennister Ulesley Daley | 1774653 | 2 | 01/05/2017 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Ketan Chhaganlal Patel | 2753742 | 4 | 10/03/2016 | Customer Dispute | Settled | $40,252.00 | $0.00 | See FINRA Report |
| Brian William Wright | 4999172 | 1 | 09/15/2016 | Customer Dispute | Settled | $5,896.00 | $0.00 | See FINRA Report |
| Jason Anthony Woodard | 4245733 | 1 | 08/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Kevin Lee | 2003189 | 4 | 06/15/2016 | Customer Dispute | Denied | $14,453.00 | $0.00 | See FINRA Report |