Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Benjamin Newfield | 2575099 | 2 | 04/25/2003 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| James Andrew Work | 2610697 | 1 | 03/06/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dale Anthony Mares | 2721150 | 2 | 02/18/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael David Curtis | 2255005 | 4 | 01/15/2003 | Customer Dispute | Denied | $9,574.10 | $0.00 | See FINRA Report |
| John Turner Clarkson | 2233628 | 1 | 12/26/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James Delis Simmons | 2312500 | 2 | 12/17/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith James Osburn | 1867280 | 1 | 08/29/2002 | Customer Dispute | Settled | $5,109.00 | $0.00 | See FINRA Report |
| James Donald Paterson | 862270 | 4 | 08/14/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Donald Paterson | 862270 | 4 | 08/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jimmy Chifong Hsu | 2828343 | 2 | 07/15/2002 | Customer Dispute | Denied | $32,365.20 | $0.00 | See FINRA Report |